HB 592 Securities; registration of investment advisor representatives.
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Summary:
Securities; registration of investment advisor representatives. Prohibits investment advisor representatives from working for more than one investment advisor, except pursuant to Senate rules and regulations as the Virginia State Corporation Commission may prescribe. The bill also requires an investment advisor representative to notify the Commission whenever he changes his connection from one investment advisor or federal covered advisor to another.

Full text:
01/21/98  House: Presented & ordered printed 983086146  pdf
02/02/98  House: Printed as engrossed 983086146-E  pdf
03/05/98  House: Bill text as passed House and Senate (HB592ER)  pdf
04/14/98  Governor: Acts of Assembly Chapter text (CHAP0255)  pdf

Amendments:
House amendments
House amendments rejected
Senate amendments
Senate amendments engrossed

Status:
01/21/98  House: Presented & ordered printed 983086146
01/21/98  House: Referred to Committee on Corporations, Insurance and Banking
01/29/98  House: Reported from C. I. B. w/amds. (25-Y 0-N)
01/30/98  House: Read first time
02/02/98  House: Read second time
02/02/98  House: Committee amendments agreed to
02/02/98  House: Amendment by Mr. Cantor agreed to
02/02/98  House: Committee amendment #4 reconsidered
02/02/98  House: Committee amendment #4 rejected
02/02/98  House: Engrossed by House as amended
02/02/98  House: Printed as engrossed 983086146-E
02/03/98  House: Read third time and passed House (97-Y 0-N)
02/03/98  House: VOTE: PASSAGE (97-Y 0-N)
02/03/98  House: Communicated to Senate
02/04/98  Senate: Constitutional reading dispensed
02/04/98  Senate: Referred to Committee on Commerce and Labor
02/23/98  Senate: Reported from C. & L. with amendment (14-Y 0-N)
02/24/98  Senate: Const. reading disp., passed by for the day (39-Y 0-N)
02/24/98  Senate: VOTE: CONST. RDG. DISPENSED R (39-Y 0-N)
02/25/98  Senate: Read third time
02/25/98  Senate: Reading of amendment waived
02/25/98  Senate: Committee amendment agreed to
02/25/98  Senate: Engrossed by Senate as amended
02/25/98  Senate: Passed Senate with amendment (39-Y 0-N)
02/25/98  Senate: VOTE: PASSAGE R (39-Y 0-N)
02/25/98  Senate: Rec. of Sen. passage agreed to by Senate (40-Y 0-N)
02/25/98  Senate: VOTE: RECONSIDER R (40-Y 0-N)
02/25/98  Senate: Passed Senate with amendment (40-Y 0-N)
02/25/98  Senate: VOTE: PASSAGE R (40-Y 0-N)
02/26/98  House: Placed on Calendar
02/27/98  House: Senate amendment agreed to by House (98-Y 0-N)
02/27/98  House: VOTE: ADOPTION (98-Y 0-N)
03/05/98  House: Bill text as passed House and Senate (HB592ER)
03/11/98  House: Enrolled
03/11/98  House: Signed by Speaker
03/12/98  Senate: Signed by President
04/07/98  Governor: Approved by Governor-Chapter 255 (effective 7/1/98)
04/14/98  Governor: Acts of Assembly Chapter text (CHAP0255)