HB 1424 Securities Act; broker-dealers.
Harry R. Purkey | all patrons    ...    notes
| add to my profiles

Securities Act; broker-dealers. Eliminates from the Securities Act's definition of "broker-dealer" an exemption for banks. Under the bill's provisions, banks selling securities would have to register as broker-dealers.

Full text:
01/22/96  House: Presented & ordered printed 963426412  pdf

01/22/96  House: Presented & ordered printed 963426412
01/22/96  House: Referred to Committee on Corporations, Insurance and Banking
02/08/96  House: Continued to 1997 in C. I. B. w/sub. (22-Y 0-N)